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Abstract

Despite alignment efforts, anomalies show that even a well-conducted alignment process can be easily circumvented. We demonstrate the elasticity of post-alignment models — the tendency to revert to the behavior distribution formed during pre-training upon further fine-tuning. Leveraging compression theory, we deduce that fine-tuning disproportionately undermines alignment relative to pre-training, potentially by orders of magnitude.
① 段落功能:提出核心主张与理论承诺
② 逻辑角色:全文 thesis 句:弹性 + 压缩推导
③ 论证技巧或潜在漏洞:「orders of magnitude」依赖 $k\gg1$ 渐近,易被读者字面化为实测倍数——属修辞张力点。

Introduction

Training-based alignment (SFT, RLHF, and variants) is dominant. Yet highly safety-aligned models can be made unsafe again with very little fine-tuning, and even non-malicious fine-tuning can weaken safety. The authors ask: Why is alignment so fragile?
① 段落功能:建立问题紧迫性
② 逻辑角色:从现象到研究问题
③ 论证技巧或潜在漏洞:引用链(Qi et al. 等)支撑「脆弱」前提;本文贡献在机制而非再列案例。
We define inverse alignment: after aligning on $D_a$, a much smaller $D_b$ can pull the model back toward pre-training behavior. Elasticity = resistance + rebound.
① 段落功能:引入术语系统
② 逻辑角色:定义层,为后文实验协议铺路
③ 论证技巧或潜在漏洞:概念密度高;阅读时应分开记住两个操作化协议,避免混用。
Figure 1

Methods / Theory

Treat the LLM as a lossless compressor. The compression rate $\gamma$ proxies training/alignment loss. Normalized rate $\gamma^{{D_i/D}}=\gamma^{{D_i}}-\log M$ enables cross-dataset comparison. Under Pareto mass (Assumption A.7), Theorem 4.2 relates derivatives of normalized rates for alignment vs pre-training sets via factor $k=|D_p|/|D_a|$.
① 段落功能:给出形式机制
② 逻辑角色:方法论核心
③ 论证技巧或潜在漏洞:Pareto 与 $D_a\sim$ 预训练子集是主要可攻击假设(作者 Limitations 也承认)。
Spring analogy: $|D_i|$ ↔ stiffness $k$; $|\Delta\gamma|$ ↔ deformation. Large pre-training sets act as hard springs dominating equilibrium — hence inverse alignment.
① 段落功能:直觉转译定理
② 逻辑角色:类比论证
③ 论证技巧或潜在漏洞:类比有助传播,但不等价于证明;需与 Theorem 4.2 对照读。
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Results

Table 1: across Alpaca / Truthful / Safe and Llama2-7B/13B, Llama3-8B, inverse loss is always lower than forward loss. Example Alpaca Llama2-7B $\theta_2\to\theta_1$: 0.1589 vs 0.2018.
① 段落功能:报告 Resistance 主结果
② 逻辑角色:证据支撑抗性
③ 论证技巧或潜在漏洞:协议为 1-epoch SFT 切片;外推到任意指令分布需谨慎。
Table1
Figure 4: more positive alignment data → faster drop under smaller negative fine-tuning; curves are steep then flatten (steep=rebound, flat=resistance). Figures 5–6: larger models and more pre-training tokens → stronger rebound. Figure 7: PPO/DPO/KTO/SimPO all rebound.
① 段落功能:报告 Rebound 与规模/算法普适
② 逻辑角色:证据三角:任务曲线 + 规模 + 算法消融
③ 论证技巧或潜在漏洞:趋势图无统一弹性标量;规模相关可能混杂容量与优化动力学。
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Fig7

Discussion / Limitations

Authors acknowledge: Pareto assumption; no full pretrain–align lifecycle sweep; multimodal generality and quantitative elasticity–scaling laws remain open. Compression rate / task score / KL are proxies, not ground-truth safety.
① 段落功能:自我设限
② 逻辑角色:concession 处理反驳
③ 论证技巧或潜在漏洞:诚实,但缓解方案(fine-tuning-robust alignment)仍偏愿景。

Conclusion

Language models possess elasticity and thus inherently resist alignment. Addressing this intrinsic elasticity is necessary for more robust / deeper alignment.
① 段落功能:收束主张
② 逻辑角色:规范结论句
③ 论证技巧或潜在漏洞:强规范性结尾;是否「inherent」取决于假设是否成立。

论证结构总览

问题:对齐为何脆弱、可否低成本撤销?

论点:弹性(抗性+回弹)由压缩/数据量机制驱动,$\Delta\gamma \propto 1/|D_i|$。

证据:Table 1 inverse<forward;Figure 4–7 rebound/规模/算法。

反驳处理:承认 Pareto、生命周期、代理指标局限。

结论:需正视弹性才能做更深对齐。

最强论证:跨模型 Table 1 方向一致 + 多算法 Figure 7。

最弱论证:「orders of magnitude」的实测强度;因果规模混淆。

APA:

@inproceedings{ji2025resist,
  title={Language Models Resist Alignment: Evidence From Data Compression},
  author={Ji, Jiaming and Wang, Kaile and Qiu, Tianyi and Chen, Boyuan and Zhou, Jiayi and Li, Changye and Lou, Hantao and Dai, Juntao and Liu, Yunhuai and Yang, Yaodong},
  booktitle={Proceedings of the 63rd ACL (Volume 1: Long Papers)},
  pages={23411--23432},
  year={2025}
}